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FinanceFinancial services & FSPs
Client onboarding & compliance desk
Structured onboarding, document checklists, expiry monitoring and audit-ready record keeping for regulated client relationships.
FileMaker ProDocument management
The starting point
Onboarding a new client meant email chains, a shared drive and a checklist nobody could see. Expiring documents were discovered by chance, and preparing for an audit meant reconstructing months of correspondence.
What we built
- Structured onboarding workflow with role-based tasks and escalation
- Document checklists with expiry monitoring and advance notification
- Template-driven document generation with version history
- Compliance reporting across the whole client book
What it delivers
- Checklist-driven onboarding with expiry monitoring
- Document generation and versioning
- Audit-ready record keeping and reporting
The outcome
No client is activated with a document missing, expiries are caught weeks ahead, and an audit pack becomes a report rather than a project.
Typical modules
Client recordsOnboarding workflowDocument controlExpiry monitoringAudit reporting
FAQs
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